Professional Certificate in Security Exchange Laws
-- ViewingNowThe Professional Certificate in Security Exchange Laws is a comprehensive course that provides learners with an in-depth understanding of security exchange laws and regulations. This course is essential for anyone looking to advance their career in the financial industry, where knowledge of security exchange laws is critical.
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⢠Introduction to Security Exchange Laws
⢠Understanding the Securities Act of 1933
⢠The Securities Exchange Act of 1934: Regulation and Oversight
⢠The Investment Company Act of 1940: Investment Companies and Funds
⢠The Investment Advisers Act of 1940: Investment Advisers and Their Obligations
⢠The Sarbanes-Oxley Act of 2002: Corporate Responsibility and Financial Disclosures
⢠The Dodd-Frank Wall Street Reform and Consumer Protection Act: Regulatory Reform and Consumer Protection
⢠Compliance Programs and Internal Controls
⢠Enforcement of Security Exchange Laws: Procedures and Remedies
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